Shipping List
Newsletter of the Public Documents Forum
of the Virginia Library Association
 
vol. 24, no.2 April 1999




From the Editor

Welcome to the inaugral issue of the electronic version of the VLA Shipping List! As you can tell by the volume numbering this is by no means the inaugral issue of the Shipping List. We've been going strong for more than 20 years. I announced back in the Fall of 1997 that we would be moving to an online format. We had hoped to make the transition more quickly than we did, but the best laid plans .... In any case, here we are. I hope you enjoy the revived Shipping List.

Please send any comments, questions, suggestions, etc. to the editor.-- editor



Philadelphia in January - What a Pleasant Surprise!
Report from Various GODORT Sessions During ALA Midwinter 1999
By Susan Tulis


Reports from:
Francis J. Buckley, Jr., Superintendent of Documents

Michael DiMario, Public Printer
Gil Baldwin, Library Programs Service
Tad Downing, Cataloging Branch
Laurie Hall, Library Programs Service
Duncan Aldrich, Depository Library Council
Dan O'Mahony, IAWG
Bob Willard, NCLIS

Francis J. Buckley, Jr., Superintendent of Documents, GPO, led off the Federal Documents Task Force Update session on Saturday, January 30, 1999. Buckley began by outlining his activities as spokesperson for comprehensive equitable access to government information - including a trip to Tokyo to address a Symposium at the National Diet Library. He also spoke of Gil Baldwin's recent appointment as Director of Library Programs Service (LPS) - to ensure that the Federal Depository Library Program (FDLP) will be strong and viable into the next century.

Buckley then gave an overview of FDLP's accomplishments. In FY '98, GPO provided 15.2 million copies of more than 40,000 tangible products (print, microfiche, and CD-ROMs) to depository libraries. At the end of calendar year '98, GPO provided online access through GPO Access to more than 85,000 titles directly on GPO servers and pointed to more than 47,000 titles on agency web sites, making a total of over 133,000 publications available. As of January 25, 1999, there were 1,352 depository libraries in the program.

A major initiative in the FDLP has been the development of a policy and planning document titled, Managing the FDLP Electronic Collection, to chart GPO's course in the transition to a more electronic depository library program. In December the plan was shared with more than 130 individuals in the library/information community, including all members of the Depository Library Council to the Public Printer, the Inter-Association Working Group, staff and elected representatives of the major library and information associations, faculty at a number of graduate schools for library and information science, and a wide array of federal agency officials.

Buckley said that with the help of the documents community, GPO is making inroads in the fugitive documents arena.

GPO is pleased with the continued success and popularity of GPO Access. In FY '98, approximately $11.5 million worth of sales resulted from user activity on GPO Access. This includes both online orders and orders resulting from forms downloaded from the site and sent in for processing. This represents more than 15% of total revenue for the GPO Sales Program. Between October 1997 and September 1998, searches on GPO Access increased by 21%, while retrievals increased by 85%. Currently, the web site is averaging close to 5 million searches and 10 to 15 million retrievals per month.

Buckley reported that there has been internal approval given for the creation of a GPO Learning Center. The plan is being prepared for transmission to the Joint Committee on Printing for approval.

In FY '98, the Sales Program handled more than 653,000 orders and sold over 11 million copies of publications. Financially it appears that GPO's expenses exceeded revenues, but final year-end adjustments are still being made.

The inventory of the Document Sales Program consists of over 12,000 products offered in a variety of formats such as CD-ROM (over 100 titles), magnetic tapes, microfiche, and videos. However, the bulk of the inventory remains ink on paper, although GPO has been seeing a gradual decline in traditional printed products as more federal agencies place their products on their web sites or publish in other electronic formats.

To meet the need to retain some U.S. Government publications for long-term availability in the GPO Sales Program, Buckley has appointed a committee, chaired by former Depository Library Council member Peggy Walker, members of the depository community and staff from LPS and GPO Sales to help identify appropriate titles and develop guidelines for the program. An initial group of titles that will not go out of print has been identified. Also, a policy statement on the Retention of Government Information Products of Historical Significance in the Sales Collection in under development. For the purpose of such a policy, a Government information product of historical significance is one that documents or reflects major historical initiatives or activities of lasting importance carried out by the Federal Government, its branches, or its agencies or is one of permanent reference value. This may include historical documents or collections of historical documents, legal and regulatory decisions, or works of historical scholarship, legal and regulatory decisions, major statistical compilations, and official reports of significant events or occurrences. Government information products retained under this policy will meet both current and future needs of customers who wish to purchase their own copies of such products at a reasonable price. Products listed as historically significant will be reviewed periodically to verify the need for continued retention as sales items.

In terms of the Y2K situation, LPS has analyzed its computer applications and determined that much work on the various systems has been completed, including the modifications needed to ensure that the Shipping List application was ready for Y2K. The software for ACSIS, the Acquisition, Classification and Shipping Information System, has been Year 2000 tested and implemented. Twenty-five percent of the DDIS' (Depository Distribution Information System) software still needs to be renovated, tested and implemented before it will be Year 2000 compliant. The process of replacing PCs in LPS is well underway and will be completed well in advance of 2000. GPO is currently working on requesting funding to upgrade the lighted bin system to be Y2K compliant.

Buckley concluded by saying that GPO recognizes and appreciates the partnership it has with libraries in the provision of access to government information. A number of GPO staff are in Philly to report on program developments and to listen to librarian's ideas and concerns.

Michael DiMario, Public Printer, gave an overview of the various staff changes at the Joint Committee of Printing resulting from the fact that, while the JCP does still exist, it has not been funded. He continued with a listing of the members assigned to date of the various committees that have an impact on GPO - House Oversight and Administration, Senate Rules and Administration, and the Legislative Branch Appropriations Subcommittee.

GPO has requested $31.2 M for the Salaries & Expenses portion of its budget this year. This is a $1 M increase over last year and the increase is for expenses associate with the Electronic Collection Plan and Collection Manager position.

Gil Baldwin, Director, LPS, gave the Library Programs Service (LPS) update. He began by covering 3 inter-related aspects of building the FDLP Electronic Collection: incorporating archiving into processing routines; migrating from print media to electronic products; and a new model for partnerships.

GPO's policy defining GPO's management of the electronic government information products made available through the FDLP is found in a paper that has been circulating since last fall. The paper is called Managing the FDLP Electronic Collection: A Policy and Planning Document (known as the Plan or the little red book.) Currently, LPS is evaluating how some of their earlier efforts to incorporate electronic information products into the FDLP stack up against the Plan.

LPS is looking for opportunities to expand the Collection and integrate functional activities and services. They are test-driving methods of archiving agency information products to make good on the commitment to permanent public access. LPS is also beginning to apply the policies laid out in the Collection Plan to GPO's production environment.

In the Plan, the FDLP Electronic Collection is described as having four components. Many feel that the most challenging area of the Collection is what GPO calls Category 3. Not to be confused with Area 51, Category 3 includes in the Collection any electronic resource that GPO brings under some type of bibliographic control, whether through full cataloging or one of the locator services. There is concern that expanding the scope of the Collection in this fashion, without having some degree of control over the electronic products themselves, could lead to difficulties in providing permanent public access to those products. The thrust of GPO's internal discussions was how to "elevate" Category 3 products into Categories 1 or 2, which include products either under the direct control of GPO or one of their program partners. Currently, GPO is exploring ways to do that, by incorporating data archiving into its processing workflow.

The third leg of the implementation triangle is the emerging new model for partnerships, one in which GPO takes a much more active role. They are now looking for partnership opportunities that emphasize an active role for GPO and a depository institution, and can accommodate a less active role on the part of the agency, beyond the initial creation of the information product. Baldwin envisions a depository library identifying a body of Government information that fits that library's collection development policy, possibly along subject lines. The library or its parent institution would agree to commit server space and associated resources to archive products from one or more agencies that fit this partnership profile. GPO would locate, evaluate, and apply bibliographic control to appropriate electronic products. GPO would advise the publishing agency that their product is being incorporated into the FDLP Electronic Collection, and establish a channel for the agency to notify them about significant changes in the product or its location. Then GPO would archive the electronic product, either at the partner site or on a GPO server. One possibility is NOAA, the National Oceanographic and Atmospheric Administration, which has some really interesting electronic products that they are interested in finding an archiving partner for.

Baldwin continued by saying the GPO is now at the point when its time to make permanent access happen. As in any transition period, their work is divided between maintaining and enhancing the traditional functions that relate to the management of tangible Federal Government information products, and developmental activities. But for the moment GPO's out of the study phase and onto making permanent access work in a production environment.

Two years ago LPS proposed to phase out certain FDLP titles which were distributed in microfiche when an official, reliable electronic version was available from the agency. Subsequent discussion revealed that the library community felt that this proposal was premature. The principal reason for concern was GPO's inability to guarantee permanent access to the electronic versions. Since GPO is moving toward data archiving as part of its workflow, they feel that they are in a position to allay those permanent access issues. Baldwin did stress that this is notproduct conversion - they are not taking a print product and using technology to produce an electronic version. These are cases in which there are official, essentially equivalent, versions in both print and electronic media, and LPS is selecting a version for the FDLP. These decisions are based on expected usage, reliability, completeness, and so on, but their decisions must take into account the expectation of the Congress that this program will become increasingly electronic in nature. But while changing the FDLP dissemination format for existing products is one issue, products new to the FDLP are another issue. In these cases, LPS will generally bring the electronic version into the program and not attempt to secure the print version unless it is of extraordinary value.

The 1999 Biennial Survey will be take place this fall. LPS is in the late stages of completing the Survey design and will circulate a draft to the depository library community this spring, in order to provide sufficient advance notice about the Biennial Survey. The purpose of the Biennial Survey is to report on the conditions in the depository libraries. The draft survey is based on the questions asked during an on-site inspection and questions posed to depositories in the self-study evaluation process. Some questions are also asked to provide feedback to inspectors so they may better fulfill their advisory role with depository librarians and library directors. The new Biennial Survey will: